Why Physiotherapy is Critical
Physiotherapy is critical for managing non-surgical shoulder instability and "loose shoulders" because it focuses on strengthening the dynamic stabilizers of the glenohumeral joint, which include the rotator cuff and scapular muscles, and improving proprioception. Shoulder instability is defined as abnormal or symptomatic motion, usually a translocation of the humeral head with respect to the glenoid, while laxity describes the passive motion characteristics of the joint. Increased laxity doesn't always lead to instability, but a disruption of the static and dynamic restraints can.
- Strengthening Dynamic Stabilizers:
- The rotator cuff muscles (supraspinatus, infraspinatus, teres minor, subscapularis) are primary dynamic stabilizers that centralize the humeral head on the glenoid. They limit shear stresses by compressing the humeral head against the glenoid. They also work with static ligaments to appropriately tension them during motion. Physiotherapy exercises aim to strengthen all components of the rotator cuff. Studies have shown that maximal contraction of posterior rotator cuff muscles reduces anterior ligamentous strain. Strengthening exercises can compensate for impairment in specific rotator cuff muscles.
- The scapulothoracic muscles maintain optimal orientation of the scapula, providing a secure platform for glenohumeral articulation. Synchronous scapular rotation and humeral elevation are crucial for maintaining alignment. Scapular strengthening exercises are a key component of physiotherapy. Weak scapular musculature has been correlated with multidirectional and anteroinferior shoulder instability. Exercises target scapular retractors (rhomboids, middle trapezius), protractors (serratus anterior, pectoralis minor), and upward rotators (upper and lower trapezius, lower serratus anterior). Closed chain exercises can encourage recruitment of scapulothoracic muscles.
- Improving Proprioception:
- Proprioception is the body's awareness of joint position and motion. Mechanoreceptors in the capsuloligamentous structures relay this information to the central nervous system. Joint instability can be associated with a decrease in proprioceptive reflexes, predisposing to reinjury.
- Physiotherapy aims to retrain proprioceptive mechanisms. Exercises include joint repositioning tasks, proprioceptive neuromuscular facilitation techniques, upper extremity weight-bearing exercises, and plyometric exercises. Studies have shown that proprioception (joint repositioning) is significantly affected by muscular fatigue. Functional exercises that include positions of instability can evoke reflexive muscular activity, protecting against joint instability. Weight-bearing exercises can facilitate joint mechanoreceptors to enhance proprioception. Rhythmic stabilization drills can improve neuromuscular control and enhance the sensitivity of afferent mechanoreceptors.
- Non-operative Management Focus:
- Non-operative rehabilitation is often the primary approach for various types of shoulder instability, especially multidirectional instability. Burkhead and Rockwood found that an exercise program was effective in managing 80% of patients with atraumatic instability.
- Physiotherapy programs are individualized based on the type of instability, clinical diagnosis, anatomical structural defects, and abnormal movement patterns. Assessment includes posture, core stability, scapula control, rotator cuff function, and joint laxity.
- Rehabilitation progresses through phases focusing on pain reduction, restoring range of motion, improving strength and endurance, and enhancing dynamic stability and neuromuscular control. Closed kinetic chain exercises are used early to facilitate co-contraction and proprioception.
In summary, physiotherapy plays a crucial role in the non-surgical management of shoulder instability and loose shoulders by specifically targeting the dynamic stabilizers for strength and endurance, and by improving the proprioceptive awareness and neuromuscular control necessary for functional joint stability. This approach aims to reduce pain, prevent recurrence of instability episodes, and enable patients to return to their desired activities.
Prognosis: Recovery Timeline
The prognosis and recovery timeline for shoulder instability, particularly in the context of conservative rehabilitation and the consideration of surgery, can vary depending on several factors.
A non-operative rehabilitation program for traumatic anterior shoulder instability will vary in length for each individual depending on factors such as the severity of the instability (subluxation versus dislocation), the number of previous dislocations, associated pathologies (like labral tears), the presence of bony lesions, and the patient's desired goals and activity level.
- Achieving functional stability through conservative rehab may take 3–6 months
- For in-season athletes with anterior shoulder instability (including subluxations), a nonoperative management protocol involving immediate rehabilitation without immobilization allowed 90% to return to sport for part or all of their season, although recurrence was common.
- Dickens et al. found that intercollegiate athletes with anterior shoulder instability (including subluxations) who underwent immediate accelerated rehabilitation had 73% return to sport during the season, but with a mean of 2.2 recurrent instability events per athlete per season. There was no significant difference in recurrence between initial subluxation and dislocation in this study.
- Early rehabilitation requires caution in stressing the capsule and avoiding extreme ranges of motion until dynamic stability is restored.
- For atraumatic instability, the rehabilitation focuses on improving proprioception, dynamic stability, and neuromuscular control.
The sources also indicate when surgery might be considered:
- Surgical reconstruction is generally recommended in the presence of structural damage, such as in the Polar I group of the Stanmore Triangle (instability directly related to trauma with structural deficit), and has been shown to prevent recurrence. This can include issues like recurrent dislocations or labral tears.
- According to Gil et al., young athletes with initial subluxation events and demonstrated labral lesions, as well as patients with recurrent instability, are indicated for surgical stabilization.
- The decision to consider surgery may also depend on the presence of glenoid or humeral bone loss.
- For chronic recurrent glenohumeral subluxations, surgical stabilization procedures have been reported with good outcomes. Warren reported on patients with chronic recurrent subluxations who underwent stabilization, noting a high incidence of Bankart and Hill-Sachs lesions.
Regarding chronic subluxation rehab, the sources suggest that:
- Patients with chronic recurrent glenohumeral subluxations were part of studies evaluating stabilization procedures.
- The nonoperative rehabilitation principles for instability (restoration of glenohumeral compression stability, scapulohumeral motion synchrony, and proprioceptive mechanisms) are also relevant for those with a history of subluxation.
- The presence of structural damage in chronic subluxation may lead clinicians to consider surgical intervention. However, in the absence of significant bone loss, arthroscopic stabilization alone can be effective for patients with instability who have never experienced a complete dislocation.
- Rehabilitation programs for chronic subluxation would likely follow the same phases as for other types of instability, focusing on addressing any underlying muscle imbalances and restoring motor control.
In conclusion, the recovery timeline for functional stability with conservative rehabilitation for shoulder instability is generally in the range of 3 to 6 months, but can be influenced by the specific characteristics of the injury and the individual. Surgery is often considered for patients with recurrent dislocations, demonstrable structural damage such as labral tears or bony lesions, or persistent instability despite adequate nonoperative management. The rehabilitation for chronic subluxation follows similar principles to other shoulder instability, with surgical options available depending on the presence of structural issues.
Physiotherapy Treatment Plan
A comprehensive physiotherapy treatment plan for shoulder instability involves a biomechanical assessment followed by various exercises and techniques targeting different aspects of shoulder function.
Biomechanical Assessment
A thorough biomechanical assessment is crucial for designing an individualized rehabilitation program. This assessment should include an evaluation of:
- Scapular kinematics: Assessing how the scapula moves is important, as scapulothoracic motion asymmetry is common in patients with shoulder instability. Observing isolated scapula control by asking the patient to elevate, depress, retract, protract, and rotate the scapula can provide insights into scapular movement.
- Rotator cuff strength: Assessing the strength of the rotator cuff muscles (subscapularis, supraspinatus, infraspinatus, and teres minor) in various positions, including both inner and outer ranges, is essential. Specific tests like the Belly-off test and infraspinatus scapular retraction test can be used, but it's also important to assess function throughout the full range of motion. Weakness in the rotator cuff muscles should be identified and targeted in the rehabilitation.
- Joint laxity: Clinical history and physical examination, including motion, strength, and stability assessments, help identify objective signs of instability. Tests like the anterior apprehension test, relocation maneuver, load-shift testing, Jobe relocation test, and sulcus sign assessment are used to evaluate glenohumeral joint laxity and potential instability. Gagey’s Hyperabduction test can be used to evaluate the laxity of the inferior glenohumeral ligaments.
- Posture and core stability: Assessing posture and core stability is also important as they can influence shoulder stability. Increased resting tone in muscles like upper trapezius, pectoralis major, and latissimus dorsi may indicate abnormal motor recruitment patterns.
- Neurological and pain status: These should also be evaluated as part of the overall assessment.
Strengthening Exercises
The sources emphasize the importance of strengthening exercises for both the rotator cuff and scapular stabilizers to improve dynamic stability.
- Rotator Cuff Strengthening:
- External rotation with bands (Theraband): This is frequently recommended, often performed with the arm at the side (0° abduction) and at 90° of abduction. Side-lying external rotation with or without dumbbells is also mentioned. Resisted external rotation at the limit of movement can test isometric strength in the inner range.
- Prone Y/T/W raises: These exercises target various scapular and posterior shoulder muscles, including the rotator cuff. Prone horizontal abduction with external rotation is specifically recommended for activating middle and lower trapezius. Prone rowing into external rotation on a stability ball is also suggested.
- Internal rotation with bands (Theraband): Similar to external rotation, this is performed with the arm at the side and at 90° of abduction. Resisted internal rotation can test the anterior rotator cuff.
- Other exercises: Exercises like "Full Can" (scaption with external rotation), abduction to 90 degrees with light weight, and prone rowing also contribute to rotator cuff strengthening. Infraspinatus and teres minor strengthening in higher degrees of abduction can reduce anterior glenohumeral ligamentous strain.
- Isometric exercises: Early in rehabilitation, isometric exercises for the rotator cuff muscles are often initiated with the arm adducted.
- Scapular Stabilizer Strengthening:
- Wall slides: These help in scapular control and are often recommended.
- Scapular push-ups (push-ups with a plus): These exercises focus on serratus anterior activation and can be progressed on stable and unstable surfaces.
- Prone exercises: Prone rowing, prone extension, and prone horizontal abduction are effective for strengthening scapular retractors and other scapular muscles. Lower trapezius exercises like table press-downs with scapular retraction are also suggested.
- Serratus wall slides and dynamic hug: These specifically target serratus anterior strengthening.
- Scapular retraction exercises: Emphasizing rhomboids and the middle fibers of the trapezius is recommended, especially for atraumatic multidirectional instability.
Proprioceptive Training
Proprioceptive training is crucial for improving joint position sense and neuromuscular control.
- Closed-chain exercises: These are highly recommended as they facilitate co-contraction of the rotator cuff and deltoid muscles, enhancing joint stability and stimulating proprioception.
- Quadruped holds on unstable surfaces: This is an example of a closed-chain exercise that challenges proprioception and stability.
- Weight shifting: Weight shifting against a wall or onto a table promotes cocontraction.
- Hand-on-the-wall stabilization drills: These are performed in the plane of the scapula.
- Push-ups on unstable surfaces: Progressing push-ups to a ball or unstable surface further challenges stability and proprioception.
- Plank exercises: Plank positions (prone on elbows) can enhance cocontraction at the shoulder joint and improve core stability, and can be progressed to unstable surfaces.
- Rhythmic stabilization drills: These manual techniques performed by a therapist facilitate muscular cocontractions around the glenohumeral joint in various positions.
- Joint repositioning tasks: These exercises retrain proprioceptive mechanisms.
- Proprioceptive neuromuscular facilitation (PNF) techniques: These can be used to retrain proprioception and neuromuscular control.
- Perturbation training: Applying postural and positional disturbances to train the patient to stabilize the humeral head is beneficial.
Manual Therapy
Manual therapy can play a role in managing shoulder instability, although specific techniques and their applications may vary.
- Glenohumeral joint mobilizations: The importance of restoring full and symmetric capsular mobility is a criterion for progressing in rehabilitation. Joint mobilizations are a common technique used by physiotherapists to address joint restrictions and improve range of motion, which could be relevant in some cases of shoulder instability. VandenBerghe et al. mention joint mobilization in a posterolateral direction to improve posterior capsular mobility, particularly in the context of acquired instability in throwers.
- Soft tissue release for tight pecs: Palpation for increased resting tone in pectoralis major is mentioned as a potential indicator of abnormal motor recruitment patterns. Soft tissue release techniques might be used to address muscle tightness that could contribute to altered shoulder mechanics.
It is important to note that the specific exercises and techniques used in a physiotherapy treatment plan will be tailored to the individual patient's presentation, the type of instability, findings from the biomechanical assessment, and their progress throughout rehabilitation. The progression through different phases of rehabilitation (acute, intermediate, advanced) will also dictate the types and intensity of exercises.
Prevention Strategies
Several strategies can help prevent shoulder subluxation, particularly in overhead athletes:
- Avoid excessive stretching of the anterior and inferior glenohumeral structures: In overhead athletes with symptomatic internal impingement, excessive anterior shoulder laxity is often an underlying cause. Therefore, aggressive stretching of the anterior and inferior capsule should be avoided as it may increase anterior translation and instability.
- Strengthen the posterior rotator cuff: Many sources emphasize the importance of strengthening the posterior rotator cuff muscles (infraspinatus and teres minor) to improve dynamic stability and balance the forces around the glenohumeral joint. Weakness in posterior shoulder muscles can lead to a temporary loss of stability due to a force couple imbalance with the anterior rotator cuff. Specific exercises include external rotation with bands, side-lying external rotation, and prone horizontal abduction with external rotation.
- Modify throwing mechanics: Maintaining proper throwing mechanics throughout any return-to-throwing program is critical to lessen the chance of re-injury. Using the Crow-Hop method, which involves a hop and a skip before the throw, can help simulate the throwing act and emphasize proper body mechanics. The velocity of the throw should be determined by the distance, and the ball should only have enough momentum to travel the designed distance, focusing on proper mechanics over force.
- Scapular stabilization exercises: A stable scapula provides a foundation for glenohumeral joint function. Strengthening the scapular retractors (rhomboids, middle fibers of trapezius), protractors (serratus anterior, pectoralis minor), and upward rotators (upper and lower fibers of trapezius, lower serratus anterior) is recommended. Exercises like wall slides, scapular push-ups (with a plus), prone rowing, and serratus wall slides can be beneficial. Addressing scapular muscle imbalances, such as dominance of the upper trapezius over middle and lower trapezius and serratus anterior, is important, especially in overhead athletes.
- Core stability: Poor core stability can compromise stability at the glenohumeral joint (GHJ). Therefore, incorporating core strengthening exercises is important for overall shoulder stability.
- Proprioceptive and neuromuscular control training: Exercises that enhance proprioception and neuromuscular control, such as closed-chain exercises (e.g., weight shifts, push-ups on stable and unstable surfaces), rhythmic stabilization drills, and perturbation training, can help the shoulder react to and control movements, potentially preventing subluxation.
- Gradual return to activity: For athletes returning to sport, a gradual and progressive increase in functional demands on the shoulder through an interval sport program is crucial to minimize the risk of re-injury. This program should be individualized based on the athlete's injury, skill level, and goals, and should only progress if the athlete is pain-free at each step.
- Maintain adequate range of motion (ROM): In overhead throwers, maintaining a balanced glenohumeral ROM, particularly internal rotation (IR) and total rotational motion (TRM), within specific limits compared to the non-throwing arm is important. Stretching programs targeting the posterior shoulder can help maintain or improve IR ROM.
- Address glenohumeral internal rotation deficit (GIRD): A GIRD of 12° or more compared to the contralateral shoulder and side-to-side TRM differences greater than 5° may predispose throwers to injury. Stretching exercises, including the sleeper stretch and cross-body stretch, can be used to address posterior shoulder tightness contributing to GIRD.
- Consider shoulder bracing: For patients returning to contact sports, a shoulder-stability brace may be required for the initiation of the return to sport.
By implementing these prevention strategies, particularly focusing on balanced muscle strength, proper mechanics, and controlled progression of activities, the risk of shoulder subluxation can be reduced, especially in the demanding context of overhead sports.
FAQs
- "Do shoulder braces help?" Shoulder braces may be used in specific situations. For instance, in a study of in-season athletes with anterior shoulder instability who underwent nonoperative management, nonoverhead athletes returned to sport wearing a Duke Wyre brace, while overhead athletes wore a Sully brace. Additionally, athletes returning to contact sports after surgical stabilization for shoulder instability might be required to wear a shoulder-stability brace when initiating their return to sport. For patients with congenitally unstable shoulders, bracing of the glenohumeral joint might also be necessary upon returning to sporting activities to provide immobilization or controlled range of motion and protect against further injury.
- "Can yoga worsen instability?" The glenohumeral joint has a large range of motion, making it susceptible to instability, especially during extremes in ranges of motion. Certain activities, such as throwing, volleyball, and tennis, which require extreme external rotation with the arm abducted and extended, have been cited as predisposing factors to anterior shoulder instability due to repetitive glenohumeral capsular overload. Since some yoga poses can involve a significant range of motion and may place stress on the shoulder joint, it is plausible that certain poses could potentially aggravate or worsen existing shoulder instability. However, without specific information in the sources about yoga, this remains an inference based on the general principles of shoulder instability and biomechanics discussed in the provided materials. It would be advisable to consult with a healthcare professional or a yoga instructor experienced in working with individuals with shoulder instability for specific guidance.
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